October 10, 2008

GRANT PARK: UBS Securities Faces New Hampshire Bureau’s Action

COMPANIES: Grant Park Futures Fund Ltd Partnership | New Hampshire Higher Education Loan Corp | UBS Securities LLC (fka Warburg Dillon Read, UBS Warburg LLC)
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UBS Securities LLC, one of Grant Park Futures Fund Limited Partnership’s clearing brokers, faces an administrative action filed by the New Hampshire Bureau of Securities Regulation.

On Aug. 14, 2008, the New Hampshire Bureau of Securities Regulation filed an administrative action…

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