The Phoenix Companies, Inc. is evaluating the Boston District Office of the U.S. Securities and Exchange Commission’s compliance examination on certain of the Company’s affiliates.
In 2005, the Boston District Office of the SEC completed a compliance examination of certain of…
The Phoenix Companies, Inc. continues to face disputes over claims relating to contracts assumed in its reinsurance operations.
In 1999, the Company discontinued its reinsurance operations through a combination of sale, reinsurance and placement of certain retained group accident and health…
The Phoenix Companies, Inc., says in its latest quarterly report filed with the U.S. Securities and Exchange Commission, that the Company did not receive any further inquiry since responding to the subpoena from the Connecticut Attorney General’s office and an…
The Phoenix Companies, Inc. and SCM Advisors, LLC are facing an arbitration commenced with the American Arbitration Association by former institutional clients, Forethought Investment Management, Inc., Forethought Life Insurance Company, Forethought Life Assurance Company and Forethought Financial Group, Inc.
SCM…
The Phoenix Companies, Inc. mulls that regulatory agencies may pursue enforcement actions against the Company primarily by the U.S. Securities and Exchange Commission and the New York Attorney General’s Office.
Over the past several years, a number of companies have announced…
The Phoenix Companies, Inc. continues to cooperate with the New York State Insurance Department in its routine quinquennial financial and market conduct exam of the Company’s subsidiary Phoenix Life Insurance Co. and its New York domiciled life insurance subsidiary for…