Raymond James Financial Services Inc

Raymond James Financial Inc. disclosed in its latest quarterly report on Form 10-Q filed with the U.S. Securities and Exchange Commission that its primary broker dealers (Raymond James & Associates, Inc. and Raymond James Financial Services, Inc.) are still subject…

Raymond James Financial Incorporated’s primary broker dealers, Raymond James & Associates (RJA) and Raymond James Financial Services, Inc. (RJFS) remain subject to ongoing examinations by the U.S. Securities and Exchange Commission and the New York Attorney General’s Office.

The investigations…