The Pennsylvania Securities Commission has filed an administrative order against TD Ameritrade Holding Corporation’s primary introducing broker-dealer, TD Ameritrade, Inc., involving the sale of Yield Plus Fund securities to 21 Pennsylvania clients. An administrative hearing will be held to determine…
Lincoln National Corp. continues to face a lawsuit captioned
Transamerica Investment Management, LLC and Transamerica
Investments Services, Inc. v. Delaware Management Holdings, Inc.
(d/b/a Delaware Investments), Delaware Investment Advisers and
certain individuals.
The suit, filed in the San Francisco County Superior Court on
April 28, 2005,…
Medtronic Inc. will comply as required with the terms of the letter sent by the U.S. Attorney s Office for the Eastern District of Pennsylvania, the company disclosed in its latest annual report on Form 10-K filed with the U.S.…
Alcoa, Inc. disclosed in its latest annual report on Form 10-K filed with the U.S. Securities and Exchange Commission that a shareholder derivative suit filed against the company in Pennsylvania is ongoing and is in its preliminary stage.
On July 21,…
The U.S. Department of Justice is continuing its investigation of the claims related to the suit filed by Aluminium Bahrain B.S.C. (Alba) against Alcoa Inc. and Alcoa World Alumina LLC, and others, in the U.S. District Court for the Western…
Mirant Americas Generation, LLC disclosed in its latest quarterly report filed with the U.S. Securities and Exchange Commission that a variety of parties, including the state public utility commissions of Maryland, Pennsylvania, New Jersey, and Delaware, ratepayer advocates, certain electric…
WESCO International, Inc. is still a co-defendant in a lawsuit filed in a state court in Indiana in which a customer alleges that the Company sold defective products manufactured or remanufactured by others.
The customer seeks monetary damages in the amount…
Micron Technology Inc. disclosed in its latest quarterly report on Form 10-Q filed with the U.S. Securities and Exchange Commission that the Company and other Dynamic Random Access Memory (DRAM) manufacturers continue to face antitrust law violations suits filed through…
Sunoco Logistics Partners L.P. is in discussions with the Pipeline Hazardous Materials Safety Administration (PHMSA) to resolve proposed US$200,000 penalties.
In January 2007, the PHMSA proposed penalties totaling US$200,000 based on alleged violations of various pipeline safety requirements relating to the…
Sunoco Logistics Partners L.P., in December 2008, entered into a Compliance Order with the Delaware County Regional Water Control Authority (DELCORA) on a matter relating to alleged non-compliance with monthly average arsenic limits.
In November 2007 and February 2008, the Company…