TD AMERITRADE: Unit Continues to Defend Administrative Order

The Pennsylvania Securities Commission has filed an administrative order against TD Ameritrade Holding Corporation’s primary introducing broker-dealer, TD Ameritrade, Inc., involving the sale of Yield Plus Fund securities to 21 Pennsylvania clients. An administrative hearing will be held to determine…

H&R BLOCK: Settles Suit Over Mortgage Loans in Massachusetts

H&R Block, Inc., entered into a settlement agreement to resolve the lawsuit commenced by the Massachusetts Attorney General alleging unfair, deceptive and discriminatory origination and servicing of mortgage loans, the Company disclosed in its September 1, 2011, Form 10-Q filing…

H&R BLOCK: Injunction Hearing Over 2SS Deal to Occur This Month

A preliminary injunction hearing is set to occur this month in the lawsuit commenced by the United States Department of Justice over H&R Block, Inc.’s proposed acquisition of 2SS Holdings, Inc., the Company disclosed in its September 1, 2011, Form…

REYNOLDS AMERICAN: Appeal From European Suit Dismissal Pending

An appeal from the dismissal of the lawsuit commenced by the European Community remains pending, Reynolds American Inc. disclosed in its August 8, 2011, Form 10-Q filing with the U.S. Securities and Exchange Commission for the quarter ended June 30,…

H&R BLOCK: Express IRA Litigation Remains Pending in Mississippi

H&R Block, Inc., continues to defend the remaining lawsuit over its former business related to individual retirement accounts, according to the Company’s September 1, 2011, Form 10-Q filing with the U.S. Securities and Exchange Commission for the quarter ended July…

AMGEN INC: Awaits Decision on Plea to Dismiss “Louisiana” Suit

Amgen Inc. is awaiting a court decision on its and other defendants’ motion to dismiss the lawsuit State of Louisiana v. Abbott Laboratories, Inc., et al., according to the Company’s August 8, 2011, Form 10-Q filing with the U.S. Securities…

ABERCROMBIE & FITCH: State Court Derivative Suit Remains Stayed

On September 16, 2005, a derivative action, styled The Booth Family Trust v. Michael S. Jeffries, et al., was filed in the United States District Court for the Southern District of Ohio, naming Abercrombie & Fitch Co. as a nominal…

H&R BLOCK: Appeal in RSM McGladrey Litigation Remains Pending

An appeal from the dismissal of a lawsuit against H&R Block, Inc., and its subsidiary remains pending, according to the Company’s September 1, 2011, Form 10-Q filing with the U.S. Securities and Exchange Commission for the quarter ended July 31,…

H&R BLOCK: Continues to Defend MBS-Related Suit in Illinois

H&R Block, Inc., continues to defend a lawsuit commenced by Federal Home Loan Bank of Chicago relating to mortgage-backed securities, according to the Company’s September 1, 2011, Form 10-Q filing with the U.S. Securities and Exchange Commission for the quarter…

DYNEGY INC: Unit Awaits Appeal Ruling on $17-Mil. Award Reversal

Illinova Generating Company, a Dynegy Inc. subsidiary, is awaiting a decision on an appeal from an order vacating a $17 million award against it, according to the Company’s August 8, 2011, Form 10-Q filing with the U.S. Securities and Exchange…

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