Ambac Financial Group, Inc. continues to cooperate with the probes of the Securities Division of the Office of the Secretary of the Commonwealth of Massachusetts and the Office of the Attorney General, State of Connecticut.
The Company has received various regulatory…
There is still no trial date set in the suit entitled “Hawaii Structural Ironworkers Pension Fund v. Calpine, et al.”
The suit was filed in San Diego County Superior Court on March 11, 2003, and subsequently transferred to Santa Clara County…
The appeal filed by Raymond James Yatyrym Menkul Kyymetler AS with the Turkish Council of State regarding the Turkish tax authorities’ assessment of about US$6.8 million for the year 2001 remains pending.
RJY is the Raymond James Financial Incorporated’s Turkish affiliate.
The…
Raymond James Financial Incorporated’s primary broker dealers, Raymond James & Associates (RJA) and Raymond James Financial Services, Inc. (RJFS) remain subject to ongoing examinations by the U.S. Securities and Exchange Commission and the New York Attorney General’s Office.
The investigations…
Countrywide Financial Corporation continues to be a named defendant in a case filed in the Delaware Court of Chancery by the Bank of New York Mellon in its capacity as indenture trustee.
The Bank sued the Company with respect to certain…