The Pennsylvania Securities Commission has filed an administrative order against TD Ameritrade Holding Corporation’s primary introducing broker-dealer, TD Ameritrade, Inc., involving the sale of Yield Plus Fund securities to 21 Pennsylvania clients. An administrative hearing will be held to determine…
H&R Block, Inc., entered into a settlement agreement to resolve the lawsuit commenced by the Massachusetts Attorney General alleging unfair, deceptive and discriminatory origination and servicing of mortgage loans, the Company disclosed in its September 1, 2011, Form 10-Q filing…
A preliminary injunction hearing is set to occur this month in the lawsuit commenced by the United States Department of Justice over H&R Block, Inc.’s proposed acquisition of 2SS Holdings, Inc., the Company disclosed in its September 1, 2011, Form…
H&R Block, Inc., continues to defend the remaining lawsuit over its former business related to individual retirement accounts, according to the Company’s September 1, 2011, Form 10-Q filing with the U.S. Securities and Exchange Commission for the quarter ended July…
An appeal from the dismissal of a lawsuit against H&R Block, Inc., and its subsidiary remains pending, according to the Company’s September 1, 2011, Form 10-Q filing with the U.S. Securities and Exchange Commission for the quarter ended July 31,…
H&R Block, Inc., continues to defend a lawsuit commenced by Federal Home Loan Bank of Chicago relating to mortgage-backed securities, according to the Company’s September 1, 2011, Form 10-Q filing with the U.S. Securities and Exchange Commission for the quarter…
The Court of Common Pleas, on June 16, 2011, granted the motion of Webster Bank to stay execution of the judgments related to the Broadwin project pending its appeal.
Webster Bank filed an appeal on April 6, 2011, in the Court…
Genworth Financial Inc., on June 22, 2011, received a subpoena from the office of the New York Attorney General, relating to an industry-wide investigation of unclaimed property and escheatment practices and procedures.
In addition to the subpoena, other state regulators are…
TD Ameritrade Holding Corporation has settled matters with the U.S. Securities and Exchange Commission in connection to Reserve Yield Plus Fund, paying clients approximately US$10 million in February 2011 under the settlement agreement.
During September 2008, The Reserve, an independent mutual…
TD Ameritrade Holding Corporation disclosed that the Pennsylvania Securities Commission has filed an administrative order against TD Ameritrade, Inc. involving the sale of Yield Plus Fund securities to 21 Pennsylvania clients.
An administrative hearing will be held to determine whether there…