The U.S. Securities and Exchange Commission’s investigation on the use of hedge accounting for derivatives by General Electric Company and General Electric Capital Corporation is ongoing.
In January 2005, the SEC staff informed the Company that that it had commenced an…
MDC Holdings, Inc. disclosed in its latest annual report on Form 10-K filed with the U.S. Securities and Exchange Commission that it intends to maintain the litigation in an action entitled M.D.C. Holdings, Inc. v. The Reserve Funds, et al.,…
Hutchinson Technology Incorporated, on Nov. 14, 2008, entered into an agreement with UBS AG, UBS Financial Services Inc. and UBS Securities LLC (collectively “UBS”) to resolve various matters.
On Nov. 14, 2008, the Company filed an action in U.S. District Court…
Hutchinson Technology Incorporated, on Dec. 18, 2008, filed a notice of voluntary dismissal without prejudice regarding litigation concerning Citigroup Inc. and one of its affiliates (collectively, “Citigroup”).
On Nov. 14, 2008, the Company filed the action in U.S. District Court for…
Arthur J. Gallagher & Co. disclosed in its latest annual report on Form 10-K filed with the U.S. Securities and Exchange Commission that the U.S. District Court for the District of New Jersey has set a hearing on an appeal…
TD AMERITRADE Holding Corp. disclosed in its latest quarterly report on Form 10-Q filed with the U.S. Securities and Exchange Commission that the SEC and other regulatory authorities’ investigations on the sale of Auction Rate Securities (ARS) are still ongoing.
TD…
TD AMERITRADE Holding Corp. disclosed in its latest quarterly report on Form 10-Q filed with the U.S. Securities and Exchange Commission that the SEC and other regulatory authorities are still continuing their investigations on subsidiary TD AMERITRADE, Inc.’s (TDA Inc.)…
The Goldman Sachs Group, Inc.’s subsidiary, Goldman Sachs & Co. (GS&Co.), is cooperating with various probes concerning Refco Inc.’s initial public offering.
GS&Co. has, together with other underwriters of the Refco IPO, received requests for information from various governmental agencies and…
The Goldman Sachs Group, Inc. says that three remaining Fannie Mae shareholder derivative actions, in which the Company is a defendant, have been stayed by the U.S. District Court for the District of Columbia.
Beginning in September 2006, the Company and…
The U.S. Bankruptcy Court for the Southern District of New York, on Jan. 21, 2009, approved Goldman Sachs & Co.’s US$6.95 million settlement with Enron Corp.’s bankruptcy trustee.
GS&Co. is a subsidiary of The Goldman Sachs Group, Inc.
GS&Co. is among numerous…