Genworth Financial Inc., on June 22, 2011, received a subpoena from the office of the New York Attorney General, relating to an industry-wide investigation of unclaimed property and escheatment practices and procedures.
In addition to the subpoena, other state regulators are…
AXA Equitable Life Insurance Company disclosed in its latest quarterly report on Form 10-Q filed with the U.S. Securities and Exchange Commission that with regards to AllianceBernstein litigation, in April 2011, a stipulation of settlement was submitted to the court…
Prudential Plc disclosed in its latest annual report on Form 20-F filed with the U.S. Securities and Exchange Commission that in April 2011 the English High Court found in favor of the company in a case involving the Prudential Staff…
Aon Corp. is fully cooperating with anti-corruption investigations and has agreed with the U.S. agencies to toll any applicable statute of limitations pending completion of the investigations.
Following inquiries from regulators, the Company commenced an internal review of its compliance with…
Aon Corp. disclosed in its latest quarterly report on Form 10-Q filed with the U.S. Securities and Exchange Commission that on January 27, 2011, Northrop Grumman Corporation filed suit against an Aon subsidiary in state court in Los Angeles, California,…
Aetna Inc. disclosed in its Form 10-Q filing with the U.S. Securities and Exchange Commission for the quarter ended June 30, 2010, that Centers for Medicare & Medicaid Services has granted the company limited waiver of sanctions to allow it…
AEGON N.V. disclosed in its annual report in Form 20-F filed with the U.S. Securities and Exchange Commission that an appeal is pending regarding a favorable ruling in a dispute with unions and employers in the harbors of Rotterdam.
On August…
Lincoln National Corp. continues to face a lawsuit captioned
Transamerica Investment Management, LLC and Transamerica
Investments Services, Inc. v. Delaware Management Holdings, Inc.
(d/b/a Delaware Investments), Delaware Investment Advisers and
certain individuals.
The suit, filed in the San Francisco County Superior Court on
April 28, 2005,…
One of MetLife Inc.’s subsidiaries, MetLife Securities Inc. (MSI), remains a defendant in two regulatory matters brought by the Illinois Department of Securities, the company disclosed in its latest quarterly report on Form 10-Q filed with the U.S. Securities and…
MetLife Inc. disclosed in its latest quarterly report on Form 10-Q filed with the U.S. Securities and Exchange Commission that on June 3, 2009, the defendant in the lawsuit styled Travelers Ins. Co., et al. v. Banc of America Securities…