December 17, 2008

RAYMOND JAMES: Probes on Auction Rate Securities Still Ongoing

COMPANIES: Raymond James Financial Inc
Subscribe

Raymond James Financial, Inc.’s primary broker dealers (Raymond James & Associates, Inc. and Raymond James Financial Services, Inc.) are still subject to probes in connection with auction rates securities.

These probes are being conducted by the Securities and Exchange Commission, the…

TO CONTINUE READING,LOGIN or
TOPICS: Earnings | Legal Issues, Litigation | Loans & Financing | SEC-Qtrly, Annual Reports | Securities & Exch Comm, US
LOCATIONS: Florida | United States