December 9, 2008

TD AMERITRADE: Probes on Auction Rate Securities Sales Ongoing

COMPANIES: TD Ameritrade Holding Corp
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TD AMERITRADE Holding Corporation says that the Securities and Exchange Commission and other regulatory authorities’ investigations on the sale of Auction Rate Securities (ARS) are ongoing.

Company subsidiary TD AMERITRADE, Inc. (TDA Inc.) has received subpoenas and other requests for documents…

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LOCATIONS: Nebraska | United States